REVENUES COMPANY

Regulatory Gateway

Your Global Regulatory Gateway

⸻

Your Global Regulatory Gateway

All financial services will be delivered under the applicable regulatory regime of each jurisdiction:

Global Licensing Overview

This framework ensures that all activities — from trade execution to underwriting — are performed under recognised regulations, safeguarding both client interests and legal compliance.

Regulatory Compliance Overview At Revenues Company

At Revenues Company, we prioritize strict compliance with Europe’s regulatory framework governing financial services. Our activities adhere to these regulations, ensuring market stability, transparency, and the protection of our clients’ interests.

Regulatory Compliance Overview At Revenues Company
1. Capital Requirements Regulation
– (CRR) and Capital Requirements Directive IV (CRD IV)
2. Markets in Financial Instruments Directive II
– (MiFID II) and Markets in Financial Instruments Regulation (MiFIR)
1. Capital Requirements Regulation (CRR) and Capital Requirements Directive IV (CRD IV)
   – CRR and CRD IV are fundamental to our operations, setting out the necessary prudential requirements for capital, liquidity, and leverage. These regulations help ensure Revenues Bank’s financial stability and sound governance practices, including risk management and remuneration policies.
 2. Markets in Financial Instruments Directive II (MiFID II) and Markets in Financial Instruments Regulation (MiFIR)
   – MiFID II governs our investment services, ensuring we provide our clients with transparent and fair services. MiFIR complements these requirements by enhancing market integrity and transparency through stringent reporting obligations.
3. Prospectus Regulation
   – Whenever Revenues Company offers securities to the public or seeks to admit them to trading, we comply with the Prospectus Regulation by preparing and publishing a detailed prospectus, ensuring our clients have access to all necessary information.
4. Bank Recovery and Resolution Directive (BRRD)
   – BRRD ensures that Revenues Company has robust recovery and resolution plans in place, protecting both financial stability and our clients in the event of any financial difficulties.
5. General Data Protection Regulation (GDPR)
   – As a company handling sensitive personal data, Revenues Company strictly adheres to GDPR guidelines, ensuring the protection of personal data, obtaining necessary consents, and upholding individual rights.
6. Anti-Money Laundering Directive (AMLD)
   – We comply with the AMLD by implementing stringent anti-money laundering controls, conducting thorough customer due diligence, and reporting any suspicious activities to the appropriate authorities.
7. Payment Services Directive 2 (PSD2)
   – PSD2 is critical for our payment services, enhancing consumer protection, fostering innovation, and improving the security of transactions.
8. European Market Infrastructure Regulation (EMIR)
   – Revenues Bank complies with EMIR to manage and report on over-the-counter derivatives, central counterparties, and trade repositories, reducing systemic risks and increasing market transparency.
9. Short Selling Regulation (SSR)
   – Our activities in short selling are conducted in full compliance with the SSR, ensuring transparency and adhering to restrictions during periods of market stress.
 10. Central Securities Depositories Regulation (CSDR)
   – CSDR helps us maintain the safety and efficiency of securities settlements and the operation of central securities depositories, crucial for the reliability of our services.
 11. Alternative Investment Fund Managers Directive (AIFMD)
   – AIFMD governs our management of alternative investment funds, ensuring that our operations in hedge funds, private equity, and real estate funds are conducted with the highest standards of regulation.
12. Undertakings for Collective Investment in Transferable Securities (UCITS) Directive
   – Our collective investment schemes are managed in accordance with the UCITS Directive, providing strong investor protection and market integrity.
 13. Benchmark Regulation (BMR)
   – BMR ensures that the benchmarks we provide are transparent, accurate, and reliable, supporting fair and effective market operations.
14. Securities Financing Transactions Regulation (SFTR)
   – Revenues Bank complies with SFTR by reporting all securities financing transactions to a central trade repository, increasing market transparency.
15. Transparency Directive
   – We follow the Transparency Directive by ensuring full disclosure of information for securities traded on regulated markets, enhancing the transparency available to our investors.
 16. Corporate Governance Requirements
   – Our governance practices are in line with EU legislation, ensuring the proper functioning of our boards, the independence of directors, and the protection of shareholders’ rights.
17. Credit Rating Agencies Regulation (CRAR)
   – Revenues Bank adheres to CRAR standards to ensure that any credit ratings provided are independent and free from conflicts of interest, maintaining the trust of our clients and stakeholders.
18. Financial Reporting Requirements
   – Our financial statements are prepared in accordance with International Financial Reporting Standards (IFRS), ensuring transparency and accuracy in our financial reporting.
19. Prudential Supervision by the European Central Bank (ECB)
   – Revenues Company is subject to prudential supervision by the ECB under the Single Supervisory Mechanism (SSM), ensuring we maintain adequate capital and effectively manage risks.
 20. National Regulations
   – In addition to EU-wide regulations, Revenues Company complies with specific national laws and regulations in each EU member state where we operate, including licensing, consumer protection, and tax obligations.
Compliance and Enforcement:
– Compliance with these regulations is overseen by a range of authorities, including national regulators, the ECB, and the European Securities and Markets Authority (ESMA). We take our regulatory obligations seriously, and non-compliance is not an option for Revenues Bank. We are committed to maintaining the highest standards in all our operations to protect our clients and uphold the integrity of the financial markets.
Cross-Border Considerations:
– Operating across multiple EU countries involves navigating complex cross-border regulations. At Revenues Company, we ensure seamless compliance whether through passporting rights (pre-Brexit) or equivalence regimes for non-EU firms.
Conclusion:
– These regulations form the backbone of our operations at the Revenues Company. By adhering to this comprehensive regulatory framework, we ensure that our clients receive secure, transparent, and reliable financial services.
✅ All business and financial services will be delivered under the applicable regulatory regime of each jurisdiction.

Revenues Company:
info@revenuescompany.com